24 Jan 2020
Occupational Certificate: Compliance Officer
SKU:
OCCO6 91671
6
240
Status Of The Programme:
ACTIVE
Please note that you have to register an account before you can apply for this programme.
1
Purpose of the Programme:
This qualification aims to prepare a learner to provide compliance services to assist management to discharge their responsibilities to comply with applicable regulatory requirements.
Programme Outcomes:
A qualified learner will be able to:
- Design and implement compliance risk management frameworks
- Define, assess, maintain and advise on the regulatory universe
- Develop, facilitate compilation of and review compliance risk management plans
- Conduct compliance monitoring
- Compile and submit internal and external compliance reports
- Interact with industry regulators, supervisors and stakeholders
Program Outline:
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Knowledge module (60 credits) |
Practical skills module (60 credits) |
Work experience module (60 credits) |
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Module 1 Enterprise Risk Management (6 credits) |
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Module 2 Compliance Principles (12 credits) |
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Module 3 Compliance Practice Part 1 (66 credits) |
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Module 4 Compliance Practice Part 2 (36 credits) |
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Module 5 Compliance Practice Part 3 (36 credits) |
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Module 6 Compliance Practice Part 4 (36 credits) |
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Module 7 Management of Compliance (12 credits) |
Learning Assumed to be in Place:
It is assumed that the learners who attend this programme:
- Are at least at an educational level of grade 12 with Mathematics and Communication level 4
- Have at least one year relevant compliance work experience
- Are working in a compliance department and role
- Have a basic understanding of the legal environment in South Africa
- Have computer and general office skills (faxing, filling, e-mail)
Methodology:
Training Programme Duration: 18 Months.
Training Programme Strategy: The training strategy that will apply to this programme will be a combination of the following:
- Contact sessions at Khulisane Academy combined with self-study to address the knowledge and practical skills components of the curriculum
- A structured work experience programme at the site of an approved workplace to address the work experience component of the curriculum
Assessment: Khulisane will conduct internal assessments by means of assessment activities and signed-off work experience
log sheets. Upon successful completion of all six modules, Khulisane provides a statement of results to the candidate and
the Compliance Institute Southern Africa (CI), as part of the candidate’s application to complete the External Summative
Assessment conducted by the CI.
Certification: Upon successful completion of the External Summative Assessment, candidates will be recommended
by the CI to the Quality Council for Trades and Occupations (QCTO) for certification.
Target Group:
The profile of learners who can access this qualification is quite varied. It includes learners who are:
- Higher Institution graduates, typically with accounting or legal qualifications
- Practitioners currently operating in the compliance field
Benefits:
Once qualified, learners could be employed in a variety of compliance functions within organisations, or be able to set
up their own independent practice to provide consulting or outsourced compliance services.